Last Updated: October 2024 (Brooklyn, NY) Huanwei Huang Financial Advisor Fraud Alert Huanwei Huang's FINRA record reveals multiple regulatory actions and a significant pending customer dispute involving allegations of fraud, conversion, and breaches of duty. His disciplinary history includes violations of customer privacy regulations, improper communications practices, and failure to detect suspicious activity in penny stock transactions. With over $580,000 in pending customer disputes and multiple regulatory sanctions, investors should exercise caution. If you are a victim of investment fraud from the misdeeds of Huanwei Huang of Glendale Securities, contact the financial fraud lawyers at Patil Law, P.C. immediately by calling (800) 950-6553 to request a free case evaluation. National securities fraud lawyers Patil Law, P.C., are investigating broker Huanwei Huang (CRD #3268328), a financial advisor at Glendale Securities, Inc., who has faced multiple regulatory actions and is currently dealing with serious customer allegations including fraud, conversion, and negligence. Critical insights about Brooklyn, NY stockbroker Huanwei Huang - Advisor Name: Huanwei Huang - CRD: 3268328 - Location: Brooklyn, NY - Current Employer: Glendale Securities, Inc. - Classification: Stockbroker + Financial Advisor - Primary Location: 2021 86th Street, Suite 302, Brooklyn, NY 11214 - Can Huanwei Huang be sued in private FINRA arbitration: Yes - Has Mr. Huang been disciplined by FINRA: Yes - Total Number of Disclosures: 3 (2 Regulatory Events, 1 Customer Dispute) - Recent FINRA Suspension: 10 business days (November 2021) - Current Pending Dispute: $580,000 in alleged damages Lost Money With Stockbroker Huanwei Huang? Huanwei Huang has faced multiple regulatory actions and customer complaints: Current Pending Civil Litigation (September 2024):

Investment fraud occurs when bad actors deliberately deceive investors with false information, leading to financial losses. Understanding the various forms of investment fraud is crucial for protecting your financial future and making informed investment decisions. Common Types of Investment Fraud Ponzi and Pyramid Schemes According to the SEC's spotlight on Ponzi schemes, these frauds pay existing investors with funds from new investors, creating an illusion of legitimate returns. Notable examples include: - Bernie Madoff's $65 billion scheme - Stanford Financial's $7 billion fraud - Common warning signs include guaranteed high returns and pressure to "act fast" Market Manipulation Market manipulation schemes, as defined by FINRA, include: - Pump-and-dump schemes - Trading front-running - Spreading false information - Price rigging Misrepresentation and Omission This fraud type involves: - False statements about investments - Withholding material information - Fabricated track records - Misleading performance claims Warning Signs of Investment Fraud The FBI's Common Fraud Schemes page identifies these red flags: 1. Guaranteed High Returns - Promises of "risk-free" investments - Unusually consistent returns - Complex strategies that can't be explained 2. Pressure Tactics - Limited-time offers - Exclusive opportunities - High-pressure sales techniques - "Everyone is buying it" claims 3. Unregistered Products - Investments not registered with SEC EDGAR - Unlicensed sellers - Offshore investments Common Victims and Targeting Methods Fraudsters often target: - Senior citizens - Affinity groups - Religious communities - Professional organizations - Social media users Protection Strategies 1. Due Diligence - Verify credentials through FINRA BrokerCheck - Research investments thoroughly - Check registration status - Review official documents 2. Professional Verification. Always verify:

Last Updated: October 2024 (Delaware, OH) Gregory Ritter Financial Advisor Fraud Alert Gregory Ritter's FINRA record reveals concerning allegations including breach of fiduciary duty, negligence, and violation of Regulation Best Interest. He is currently facing a $135,000 customer dispute and has a history of employment termination for document falsification. If you are a victim of investment fraud from the misdeeds of Gregory Ritter of Emerson Equity LLC, contact the financial fraud lawyers at Patil Law immediately by calling (800) 950-6553 to request a free case evaluation. National securities fraud lawyers Patil Law, P.C., are investigating broker Gregory Ritter (CRD #3087358), a financial advisor at Emerson Equity LLC, who is facing allegations related to corporate debt investments and violations of securities regulations. Critical insights about Delaware, OH stockbroker Gregory Ritter - Advisor Name: Gregory Jonathan Ritter - CRD: 3087358 - Location: Delaware, OH - Current Employer: Emerson Equity LLC - Classification: Stockbroker + Financial Advisor - Primary Location: 40 North Sandusky Street, Suite 300, Delaware, OH 43015 - Can Gregory Ritter be sued in private FINRA arbitration: Yes - Has Mr. Ritter been disciplined by FINRA: No - Total Number of Disclosures: 2 (1 Customer Dispute, 1 Employment Termination) - Current Pending Dispute: $135,000 in alleged damages - Licensed in: 11 U.S. states and territories Lost Money With Stockbroker Gregory Ritter? Gregory Ritter is currently facing serious allegations of misconduct: Current Pending Arbitration (September 2024): - FINRA Case Number: 24-02050 - Alleges breach of fiduciary duty, negligence, and violation of Regulation Best Interest - Claims $135,000 in damages plus additional compensation as deemed appropriate - Involves corporate debt securities - Case currently pending resolution

Last Updated: October 2024 (New York, NY) Peter Mirenda Financial Advisor Fraud Alert Peter Mirenda's FINRA record shows concerning allegations including excessive trading, unsuitable investments, and unauthorized trading. With over $1.5 million in pending customer disputes, investors should be aware of these serious accusations against him. If you are a victim of investment fraud from the misdeeds of Peter Mirenda of VCS Venture Securities, contact the financial fraud lawyers at Patil Law immediately by calling (800) 950-6553 to request a free case evaluation. National securities fraud lawyers Patil Law, P.C., are investigating broker Peter Mirenda (CRD #4397656), a financial advisor at VCS Venture Securities, who is facing significant customer complaints related to excessive trading and unauthorized transactions. Critical insights about New York, NY stockbroker Peter Mirenda - Advisor Name: Peter Joseph Mirenda - CRD: 4397656 - Location: New York, NY - Current Employer: VCS Venture Securities - Classification: Stockbroker + Financial Advisor - Primary Location: 29 Broadway, Suite 1502, New York, NY 10006-3201 - Can Peter Mirenda be sued in private FINRA arbitration: Yes - Has Mr. Mirenda been disciplined by FINRA: No - Total Number of Disclosures: 1 Customer Dispute - Currently Active Case: $1,500,000 in alleged damages - Licensed in: 48 U.S. states and territories Lost Money With Stockbroker Peter Mirenda? Peter Mirenda is currently facing serious allegations of misconduct: Current Pending Arbitration (January 2022): - FINRA Case Number: 21-03107 - Alleges excessive trading, unsuitable investments, and unauthorized transactions - Claims $1.5 million in damages - Involves listed equity securities - Case currently pending resolution The allegations suggest potential violations of several key FINRA rules including:

Last Updated: October 2024 (Corpus Christi, Texas) Mark Kemp Financial Advisor Fraud Alert Mark Kemp's FINRA record reveals multiple serious allegations including unauthorized trading, unsuitable investment recommendations to elderly clients, selling away violations, and overconcentration of high-risk investments. His conduct has resulted in regulatory suspensions, employment terminations, and multiple customer disputes totaling over $1.5 million in settlements. If you are a victim of investment fraud from the misdeeds of Mark Kemp of McNally Financial Services Corporation, read below and please consider utilizing an attorney to help you recover losses. You can start with a free case evaluation. Mark Kemp (CRD #2057200), a financial advisor at McNally Financial Services Corporation, who is currently facing regulatory action and multiple customer complaints related to unsuitable investment recommendations, particularly involving reverse convertible securities and other high-risk investments targeting elderly investors. Critical insights about Corpus Christi, TX stockbroker Mark Kemp: - Advisor Name: Mark Alan Kemp- CRD #2057200 - Location: Corpus Christi, TX - Current Employer: McNally Financial Services Corporation - Classification: Stockbroker + Financial Advisor - Primary Location: 5941 Patton Street, Corpus Christi, TX 78414 - Can Mark Kemp be sued in private FINRA arbitration: Yes - Has Mr. Kemp been disciplined by FINRA: Yes - Total Number of Disclosures: 16 (2 Regulatory Events, 12 Customer Disputes, 2 Terminations) - Recent Settlement Amount: $150,000 (April 2024) - Pending Customer Dispute: $209,816 Lost Money With Stockbroker Mark Kemp? Mark Kemp has a significant history of customer complaints and regulatory actions. - Recent Regulatory Action (October 2024):- Texas Securities Commissioner suspended Kemp for two weeks (10/14/2024 - 10/28/2024). The case number is IC-24-CAF-04. The allegations involved unsuitable recommendations of reverse convertibles to elderly investors near or at retirement. Mr. Kemp was required to refund certain clients who held reverse convertible notes. The investigation found Kemp recommended complex, high-risk investments that exceeded clients' stated risk tolerances.